Broker-Dealer Blues: A Comparison of SEC, FINRA, and CFTC Retail Investor Regulation with Historical Approaches in Antitrust and Telecommunications Regulation

Authors

Arpan Chakrabarti, University of Pennsylvania Carey Law School L'25

First Page

310

Publication Date

Spring 2025

Document Type

Comment

Repository Citation

Arpan Chakrabarti, Broker-Dealer Blues: A Comparison of SEC, FINRA, and CFTC Retail Investor Regulation with Historical Approaches in Antitrust and Telecommunications Regulation, 27 U. Pa. J. Bus. L. 310 (2025).
Available at: https://scholarship.law.upenn.edu/jbl/vol27/iss1/6